Expertise in a wide range of financial services regulatory issues and in compliance with expected standards of behaviour and professional practice relating to:
Financial services advice, investment management and financial product distribution, eg, suitability of investment advice, professional conduct and professional negligence.
Complyport Limited is a leading consulting firm providing advice and support to regulated financial firms in the UK and overseas.
Complyport provides advice, guidance and hands-on assistance to firms in the fields of investment, banking, insurance, payment services, mortgages and consumer credit.
Complyport also specialises in issues relating to money laundering, counter terrorist financing, bribery and corruption, fraud and financial crime.
Paul Grainger